Shanggu Securities Limited is a subsidiary ofSG International Group . The Company is licensed by the Securities and Futures Commission of Hong Kong for Type 1 (dealing in securities), Type 4 (advising on securities) and Type 6 (advising on corporate finance) regulated activities under Schedule 5 of the Securities and Futures Ordinance. CE registration number: BLG356.
Shanggu Securities Limited is subject to the following Licensing conditions:
1. We are not allowed to hold client assets, as defined under the Securities and Futures Ordinance.
2. We can only service Professional Investors, as defined under the Securities and Futures Ordinance.
3. Shanggu Securities Limited shall not engage in dealing activities other than for the purpose of:
    a. Underwriting or placing of securities
    b. Introducing persons to an intermediary which is licensed or registered under the Securities and Futures Ordinance, in order for such person to:
        i. Effect dealings in securities
        ii. Make offers to deal in securities
Shanggu Securities Limited focuses our efforts on serving our clients in both domestic and overseas markets covering institutional investors, corporations, financial institutions, public entities and other professional investors. Our goal is to be an investment bank which delivers innovative financial solutions to clients and aim to become their long-term partners.
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